Business Relationship with LPL

LPL RETIREMENT ADVISORS LEAD THE WAY

By working with an LPL advisor, you can help put your employees on the path toward achieving a secure retirement. Advisors who work with LPL are leading the way to retirement readiness for a generation of employees. Their success comes from your plan’s success. With dedication, cutting edge tools and high-impact education, combined with a commitment to impeccable service, LPL retirement advisors will help you set a clear direction toward retirement readiness.¹

ABOUT LPL RETIREMENT PARTNERS

LPL Retirement Partners is the retirement plan-focused division of LPL Financial LLC (“LPL Financial”), the nation’s largest independent broker/dealer (based on total revenues, Financial Planning magazine, June 1996–2018). Through its integrated business platform and team of retirement industry experts, LPL Retirement Partners supports the operational and practice management needs of retirement plan advisors who offer retirement plan services to plan sponsors and their employees.

¹^{All data as of 6/2018 except as noted.}

^{2 2017 Financial Times Top 401 Retirement Plan Advisors: financial advisors managing at least $75 million in defined contribution (DC) plan assets and for whom DC plans represent at least 20% of total AUM. Selected based on eight broad factors, including DC plan AUM, DC specialization, growth in DC plan assets and number of plans, average participation rate in advised plans, years of experience, industry certifications and compliance record.}

^{3 2018 NAPA Top Women Advisors are nominated and voted on by industry peers and selected by a NAPA panel of judges based on information about their practice, experience and accomplishments as provided by nominees.}

^{4 PLANADVISER 2017 Top 100 Retirement Plan Advisers list. Advisors selected solely on quantitative factors, including plan assets and number of plans, as reported directly by nominees.}

^{5 2018 NAPA Young Guns are nominated and voted on by industry peers and selected by a NAPA member committee based on business profile and future industry leadership potential.}